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Scott Anthony Schiavone

Northwestern Mutual Investment Services, LLC

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About Scott Anthony Schiavone

Scott Anthony Schiavone is a registered representative with Northwestern Mutual Investment Services, LLC. Scott has been in the industry since October 1999. Scott is registered with the Financial Industry Regulatory Authority (FINRA) as well as 15 states. Scott has passed the Series 6, 7, and 66 exams. Scott is also registered with the Securities Industry Essentials (SIE) exam. Scott is licensed in the state of Virginia with a branch office location at 10306 EATON PL STE 420 in FAIRFAX, VA.

Firm Information

Scott Schiavone is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Scott Schiavone’s Registration & Firm History

VA

10/11/1999 - Present

Northwestern Mutual Investment Services, LLC (FAIRFAX VA)

WI

03/14/2000 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 05/17/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/15/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/2004

Series 7 - General Securities Representative Examination

BC

Issued 10/08/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Scott Anthony Schiavone. Review regulatory record here.
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