Unclaimed
Scott Anthony Schiavone is a registered representative with Northwestern Mutual Investment Services, LLC. Scott has been in the industry since October 1999. Scott is registered with the Financial Industry Regulatory Authority (FINRA) as well as 15 states. Scott has passed the Series 6, 7, and 66 exams. Scott is also registered with the Securities Industry Essentials (SIE) exam. Scott is licensed in the state of Virginia with a branch office location at 10306 EATON PL STE 420 in FAIRFAX, VA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
VA
10/11/1999 - Present
Northwestern Mutual Investment Services, LLC (FAIRFAX VA)
WI
03/14/2000 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 05/17/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2004
Series 7 - General Securities Representative Examination
BC
Issued 10/08/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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