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Scott Anthony Hoina

Neuberger Berman BD LLC

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About Scott Anthony Hoina

Scott Hoina is a financial advisor with over 20 years of experience in the financial services industry. Scott currently works at Neuberger Berman BD LLC and is licensed in New Jersey and New York. Scott also holds the Series 7, Series 63, Series 87 and SIE licenses, as well as the Chartered Financial Analyst designation. Prior to working at Neuberger Berman BD LLC, Scott worked at David J. Greene and Company, LLC, CJS Securities, Inc., Credit Suisse Asset Management Securities, Inc. and Gabelli & Company, Inc.

Firm Information

Scott Hoina is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Scott Hoina’s Registration & Firm History

NY

03/12/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

06/15/2007 - 09/18/2008

DAVID J. GREENE AND COMPANY, LLC (NEW YORK NY)

NY

09/15/2006 - 09/28/2006

CJS SECURITIES, INC. (WHITE PLAINS NY)

NY

02/03/1997 - 04/13/2004

CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC. (NEW YORK NY)

NY

03/11/1994 - 10/10/1995

GABELLI & COMPANY, INC. (RYE NY)

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Licenses & Designations

BC

Issued 09/14/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/30/2006

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/16/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Scott Anthony Hoina.
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