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Scott Anthony Gajda

Northwestern Mutual Investment Services, LLC

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About Scott Anthony Gajda

Scott Gajda is a financial professional with over 25 years of experience in the industry. Scott is currently registered with Northwestern Mutual Investment Services, LLC and has a strong track record of providing comprehensive financial solutions to clients. Scott holds the Series 6, 7, 63 and 66 securities licenses, as well as the SIE. Scott is also a registered Investment Advisor Representative in the state of California. In addition to providing investment advice, Scott may also offer insurance products through Northwestern Mutual. Scott is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Scott Gajda is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Scott Gajda’s Registration & Firm History

CA

07/23/2008 - Present

Northwestern Mutual Investment Services, LLC (IRVINE CA)

WI

12/03/1997 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 06/30/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/07/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/25/2008

Series 7 - General Securities Representative Examination

BC

Issued 12/02/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Anthony Gajda.
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