Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Anthony Fiumara is a registered representative with LPL Financial LLC in SYOSSET, NY. Scott Anthony Fiumara has been in the securities industry since March 22, 1995. Scott Anthony Fiumara is also registered with the state of Connecticut as an Investment Advisor Representative. Prior to working with LPL Financial LLC, Scott Anthony Fiumara worked with INVEST FINANCIAL CORPORATION and ROYAL ALLIANCE ASSOCIATES, INC.. Scott Anthony Fiumara has passed the General Securities Representative Examination, the Uniform Securities Agent State Law Examination, the Securities Industry Essentials Examination, and the Uniform Investment Adviser Law Examination. Scott Anthony Fiumara also provides tax prep/accounting/CPA services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2021 - Present
LPL Financial LLC (SYOSSET NY)
NY
01/22/2008 - 02/14/2018
INVEST FINANCIAL CORPORATION (SYOSSET NY)
CT
12/04/2002 - 02/14/2008
ROYAL ALLIANCE ASSOCIATES, INC. (OLD GREENWICH CT)
NY
01/14/1999 - 12/02/2002
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
AZ
03/22/1995 - 01/14/1999
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
IA
Issued 08/13/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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