Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Wertheim is a financial advisor with Captrust. Scott has been in the financial services industry since December 1995. Scott has a wide range of experience and expertise, including investment advisory, portfolio management, and financial planning. Scott is a registered representative with FINRA and is also licensed to offer investment advisory services in several states. Scott holds the Series 6, 7, 63, and 65 securities licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
PA
06/19/2019 - Present
Captrust (DOYLESTOWN PA)
NY
06/25/1997 - 06/08/2007
WALL STREET ACCESS (NEW YORK NY)
NY
11/29/1995 - 06/06/1997
RETIREMENT SYSTEM DISTRIBUTORS INC. (WHITE PLAINS NY)
IA
Issued 10/18/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/1998
Series 7 - General Securities Representative Examination
BC
Issued 11/22/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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