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Scott Andrew Stewart

Pruco Securities, LLC

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About Scott Andrew Stewart

Scott Andrew Stewart is a financial advisor with Pruco Securities, LLC. Scott has been in the financial services industry since 2011. He has a Series 6, 7, and 66 license. Scott is also a Certified Financial Planner. Scott has experience working with a variety of clients, including high-net-worth individuals, corporations, and individuals other than high-net-worth. He has also worked with trusts and estate accounts. Scott is registered with the state of California to provide both Broker-Dealer and Investment Advisory services. He is also registered in Georgia and Illinois as a Broker-Dealer.

Firm Information

Scott Stewart is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Scott Stewart’s Registration & Firm History

CA

11/12/2018 - Present

Pruco Securities, LLC (Walnut Creek CA)

CA

06/01/2018 - 06/22/2018

SECURIAN FINANCIAL SERVICES, INC. (SAN MATEO CA)

CA

01/16/2015 - 05/30/2018

LINCOLN FINANCIAL ADVISORS CORPORATION (SAN RAMON CA)

CA

08/15/2014 - 01/15/2015

ASSETMARK BROKERAGE, LLC (CONCORD CA)

VA

09/12/2011 - 08/15/2014

CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)

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Licenses & Designations

BOTH

Issued 07/15/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/22/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/01/2015

Series 7 - General Securities Representative Examination

BC

Issued 09/09/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Andrew Stewart.
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