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Scott Andrew Spicer

Pruco Securities, LLC

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About Scott Andrew Spicer

Scott Andrew Spicer is a financial professional with over 25 years of experience in the industry. Scott is currently registered with Pruco Securities, LLC. Scott has a Series 6, Series 63, and SIE license, and specializes in retirement planning, investment management, and insurance. Previously Scott has also worked with Securian Financial Services, Inc. and NYLIFE Securities LLC. Scott is dedicated to providing personalized financial advice and helping clients achieve their financial goals.

Firm Information

Scott Spicer is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Scott Spicer’s Registration & Firm History

FL

04/04/2023 - Present

Pruco Securities, LLC (TAMPA FL)

FL

03/15/2021 - 04/04/2023

SECURIAN FINANCIAL SERVICES, INC. (TAMPA FL)

FL

04/02/1998 - 03/04/2021

NYLIFE SECURITIES LLC (BRANDON FL)

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Licenses & Designations

BC

Issued 05/09/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/01/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Andrew Spicer.
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