Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Southerland is a financial advisor currently registered with Raymond James Financial Services Advisors, Inc. located in High Point, NC. Scott has been in the financial services industry for 18 years and is registered with the state of North Carolina. Scott holds Series 6, 7, 63, and 65 licenses as well as the SIE. Scott has prior experience with BB&T Securities, LLC and BB&T Investment Services, Inc. and has been with Raymond James Financial Services Advisors, Inc. since June of 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
06/18/2020 - Present
Raymond James Financial Services Advisors, Inc. (High Point NC)
NC
01/02/2018 - 06/18/2020
BB&T SECURITIES, LLC (WINSTON-SALEM NC)
NC
06/06/2006 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (WINSTON-SALEM NC)
NC
02/11/2005 - 05/19/2006
PARK AVENUE SECURITIES LLC (WINSTON-SALEM NC)
IA
Issued 06/29/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/01/2008
Series 7 - General Securities Representative Examination
BC
Issued 02/10/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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