Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Slater is a financial advisor with over 2 years of experience in the industry. Scott is currently registered with Mufg Securities Americas Inc., a firm that offers investment services to a variety of clients. Scott previously worked with Drexel Hamilton, LLC. Scott has a Series 63, Series 7TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/23/2023 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
10/19/2020 - 06/04/2021
DREXEL HAMILTON, LLC (NEW YORK NY)
BC
Issued 02/17/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/08/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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