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Scott Andrew Princer

Fifth Third Securities, Inc.

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About Scott Andrew Princer

Scott Andrew Princer is a financial professional with over 30 years of experience in the financial services industry. Scott is currently registered with Fifth Third Securities, Inc. and is licensed in all 50 states, the District of Columbia and Puerto Rico. Scott has previously held positions at Robert W. Baird & Co. Incorporated, Stifel, Nicolaus & Company, Incorporated, MF Global Inc., Jefferies & Company, Inc., Bonds Direct Securities LLC, and Gruntal & Co., L.L.C. Scott specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors.

Firm Information

Scott Princer is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

50 Rockefeller Plaza

NEW YORK, NY 10020

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Scott Princer’s Registration & Firm History

NY

10/09/2020 - Present

Fifth Third Securities, Inc. (NEW YORK NY)

NY

04/09/2015 - 10/23/2020

ROBERT W. BAIRD & CO. INCORPORATED (Garden City NY)

NY

12/05/2011 - 04/16/2015

STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)

NY

07/10/2009 - 12/05/2011

MF GLOBAL INC. (NEW YORK NY)

NY

11/01/2004 - 07/13/2009

JEFFERIES & COMPANY, INC. (NEW YORK NY)

NY

08/09/2001 - 11/01/2004

BONDS DIRECT SECURITIES LLC (NEW YORK NY)

NY

05/02/1990 - 08/21/2001

GRUNTAL & CO., L.L.C. (NEW YORK NY)

NY

01/24/1990 - 06/04/1990

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 2/6/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 1/20/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Andrew Princer.
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