Unclaimed
Scott Andrew Princer is a financial professional with over 30 years of experience in the financial services industry. Scott is currently registered with Fifth Third Securities, Inc. and is licensed in all 50 states, the District of Columbia and Puerto Rico. Scott has previously held positions at Robert W. Baird & Co. Incorporated, Stifel, Nicolaus & Company, Incorporated, MF Global Inc., Jefferies & Company, Inc., Bonds Direct Securities LLC, and Gruntal & Co., L.L.C. Scott specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
10/09/2020 - Present
Fifth Third Securities, Inc. (NEW YORK NY)
NY
04/09/2015 - 10/23/2020
ROBERT W. BAIRD & CO. INCORPORATED (Garden City NY)
NY
12/05/2011 - 04/16/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
07/10/2009 - 12/05/2011
MF GLOBAL INC. (NEW YORK NY)
NY
11/01/2004 - 07/13/2009
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
08/09/2001 - 11/01/2004
BONDS DIRECT SECURITIES LLC (NEW YORK NY)
NY
05/02/1990 - 08/21/2001
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
01/24/1990 - 06/04/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
BC
Issued 2/6/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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