Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Andrew Phelps is a financial advisor with over 30 years of experience in the industry. Scott is currently registered with Wells Fargo Clearing Services, LLC and has held previous registrations with A. G. EDWARDS & SONS, INC., DEAN WITTER REYNOLDS INC., VANDERBILT SECURITIES, INC., INVESTORS CENTER, INC. and BLINDER, ROBINSON & CO., INC. Scott is licensed to provide investment advice and securities brokerage services to individuals, businesses, and institutions. Scott has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
06/26/2024 - Present
Wells Fargo Clearing Services, LLC (WESTPORT CT)
CT
03/05/1997 - 01/03/2008
A. G. EDWARDS & SONS, INC. (NORWALK CT)
NY
07/21/1989 - 02/10/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
03/06/1989 - 05/25/1989
VANDERBILT SECURITIES, INC.
NA
02/06/1989 - 03/10/1989
INVESTORS CENTER, INC.
NA
06/26/1987 - 01/17/1989
BLINDER, ROBINSON & CO., INC.
IA
Issued 05/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1992
Series 3 - National Commodity Futures Examination
BC
Issued 06/20/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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