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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Pfotenhauer is an investment advisor representative with Morgan Stanley. Scott is based in Scottsdale, AZ and has been in the financial industry since 1996. Scott holds FINRA Series 7, 31, and 63 securities licenses as well as the Series 65 investment advisor license. He is registered in several states to offer investment advisory and brokerage services. Scott is committed to providing personalized financial advice to individuals, families, and businesses. He is a member of Morgan Stanley's team of financial professionals who provide a wide range of financial products and services, including investment management, retirement planning, and estate planning. Scott believes in building strong relationships with his clients and is committed to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
AZ
05/12/2020 - Present
Morgan Stanley (Scottsdale AZ)
AZ
03/27/1996 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TEMPE AZ)
IA
Issued 04/16/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 03/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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