Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Malan is a financial advisor with over 30 years of experience in the industry. Scott is currently registered with Fidelity Brokerage Services LLC and has held various positions within the financial services sector, including time with J. W. Gant & Associates, Inc. Scott is licensed in 16 states and holds multiple industry certifications, including the Series 7, 8, 9, 10, 63, and 66 examinations. He is dedicated to providing clients with personalized financial guidance and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
08/20/1992 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
NA
06/15/1992 - 07/29/1992
J. W. GANT & ASSOCIATES, INC.
BOTH
Issued 08/15/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/03/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/16/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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