Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Andrew Lowman is an active investment advisor with a career spanning over 30 years. Scott is registered to provide investment advice and securities in New York and Texas. His firm, WEALTHPENN.COMLLC, is headquartered in Purchase, New York and has a branch office in Purchase, NY. Scott has a broad range of experience, having worked previously at Citigroup Global Markets Inc., Morgan Stanley Smith Barney, and Morgan Stanley Private Bank, National Association. Scott's current firm, WEALTHPENN.COMLLC, is an active investment advisor registered with FINRA, and has over $1 trillion in assets under management. The firm specializes in financial planning, pension consulting, educational seminars, portfolio management for businesses, individuals, and investment companies. Scott is a dedicated professional with a proven track record in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/15/2020 - Present
Wealthpenn.comllc (Purchase NY)
NY
11/04/1994 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MOUNT KISCO NY)
NY
03/19/1986 - 11/17/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 2/10/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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