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Scott Andrew Larsen

Guggenheim Investments

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About Scott Andrew Larsen

Scott Andrew Larsen is a financial professional with over 20 years of experience in the industry. Scott Larsen is currently registered with Guggenheim Investments as an Investment Adviser Representative. Scott Larsen has also previously worked for BONDWAVE LLC and NIKE SECURITIES L.P. Scott Larsen holds a Series 63, Series 65, and Series 24 license. Scott Larsen has a wide range of experience in financial services, including investment advisory and brokerage services. Scott Larsen's expertise includes investments in securities, investment company products, and pooled investment vehicles.

Firm Information

Scott Larsen is currently registered with Guggenheim Investments. Guggenheim Investments is an investment advisor based in NEW YORK, NY. The firm manages approximately $11,255,391,581 in regulatory assets under management for 138 accounts. The firm provides investment advice to investment companies and pooled investment vehicles.
Guggenheim Investments

330 MADISON AVENUE

NEW YORK, NY 10017

$11.26B

Assets Under Management

1

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Scott Larsen’s Registration & Firm History

NY

03/04/2014 - Present

Guggenheim Investments (NEW YORK NY)

IL

11/06/2001 - 01/13/2003

BONDWAVE LLC (WHEATON IL)

IL

09/07/2000 - 07/02/2001

NIKE SECURITIES L.P. (WHEATON IL)

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Licenses & Designations

IA

Issued 03/19/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/14/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/03/2007

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/06/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Andrew Larsen.
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