Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Andrew Knudsen is a financial advisor with over 25 years of experience in the industry. Scott is currently registered with LPL Financial LLC as a Registered Representative. Scott has worked with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in the past. Scott holds FINRA Series 7, 24, 55 and 66 licenses. Scott is also a registered Investment Advisor Representative in Nevada and Texas. Scott provides a wide range of financial services including financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NV
12/16/2022 - Present
LPL Financial LLC (LAS VEGAS NV)
NV
06/24/2014 - 12/05/2022
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LAS VEGAS NV)
NV
08/03/2004 - 05/15/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAS VEGAS NV)
NY
03/22/2002 - 07/19/2004
BROADBAND CAPITAL MANAGEMENT, LLC (NEW YORK NY)
NY
04/19/1999 - 01/03/2002
OSCAR GRUSS & SON, INCORPORATED (NEW YORK NY)
NJ
06/03/1998 - 04/20/1999
KNIGHT SECURITIES, INC. (JERSEY CITY NJ)
NE
09/25/1997 - 05/26/1998
NATIONAL DISCOUNT BROKERS (OMAHA NE)
NY
06/17/1997 - 10/27/1997
CORTLANDT CAPITAL CORPORATION (NEW YORK CITY NY)
NY
06/27/1997 - 07/31/1997
TRAUTMAN, KRAMER & COMPANY, INC. (NEW YORK NY)
BOTH
Issued 08/05/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/10/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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