Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Kaplan is a financial advisor with over 25 years of experience in the financial services industry. Scott is a Registered Representative and Investment Advisor Representative. Scott is also a Certified Financial Planner and holds the Series 6, Series 63, and Series 65 licenses. Scott is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Scott provides financial planning and portfolio management services to individuals, families, and businesses. Scott’s firm, Kaplan Wealth Management, Inc., is a registered investment advisor. The firm provides a variety of services, including financial planning, investment management, and retirement planning. Scott and the firm are committed to providing clients with personalized service and investment strategies designed to meet their specific financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
05/31/2013 - Present
Kaplan Wealth Management, Inc. (RESTON VA)
NY
12/02/1998 - 05/30/2013
CADARET, GRANT & CO., INC. (SYRACUSE NY)
IA
Issued 08/17/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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