Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Jordan is a financial advisor with over 15 years of experience in the industry. Scott currently works at Finalis Securities LLC, a firm based in New York, NY. Previously, Scott has worked at CIM Securities, LLC, Healthios Capital Markets, LLC, USA Advanced Planners Inc., Sanford C. Bernstein & Co., LLC, Sigma Financial Corporation and Nike Securities L.P. Scott holds licenses Series 7, Series 31, Series 63 and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/10/2021 - Present
Finalis Securities LLC (New York NY)
NJ
04/20/2020 - 12/24/2020
CIM SECURITIES, LLC (WALL TOWNSHIP NJ)
IL
10/20/2010 - 07/27/2018
HEALTHIOS CAPITAL MARKETS, LLC (Skokie IL)
MI
09/11/2008 - 05/22/2009
USA ADVANCED PLANNERS INC. (GRAND RAPIDS MI)
IL
03/17/2005 - 09/21/2006
SANFORD C. BERNSTEIN & CO., LLC (CHICAGO IL)
MI
02/13/2003 - 03/14/2005
SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)
IL
07/26/2000 - 01/19/2001
NIKE SECURITIES L.P. (WHEATON IL)
BOTH
Issued 06/24/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 07/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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