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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Andrew Hartman is a financial advisor at Morgan Stanley. Scott has been in the financial industry since 1994. Scott has experience working with individuals, families, and businesses. Scott can help you with a variety of financial planning needs, including investment management, retirement planning, and estate planning. Scott is registered with the Securities and Exchange Commission (SEC) and holds Series 7, 9, 10, 63, and 65 licenses. Scott is committed to providing his clients with personalized service and sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
09/30/2022 - Present
Morgan Stanley (Deerfield IL)
IL
01/26/2012 - 10/10/2022
UBS FINANCIAL SERVICES INC. (NORTHBROOK IL)
IL
06/01/2009 - 02/06/2012
MORGAN STANLEY SMITH BARNEY (RIVERWOODS IL)
IL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RIVERWOODS IL)
IL
09/01/2006 - 04/02/2007
MORGAN STANLEY DW INC. (RIVERWOODS IL)
IL
06/24/2003 - 09/07/2006
H&R BLOCK FINANCIAL ADVISORS, INC. (NORTHBROOK IL)
MI
04/07/1994 - 06/24/2003
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 01/02/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/13/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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