Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Harper is a financial advisor based in New York, NY. Scott has been in the financial industry since September 7, 2017. Scott is currently registered with Rabo Securities USA, Inc. and has previously been registered with Scottrade, Inc. Scott is licensed to sell securities in Missouri and New York. Scott has passed the Series 63, Series 7 and the SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/18/2018 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
MO
03/11/2016 - 04/19/2017
SCOTTRADE, INC. (ST LOUIS MO)
BC
Issued 08/05/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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