Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Goodrich is a financial advisor with over 10 years of experience in the industry. Scott is currently registered with Citigroup Global Markets Inc. and previously worked at UBS Financial Services Inc. and J.P. Morgan Securities LLC. Scott holds the Series 7, 31, and 66 licenses and provides a variety of services including asset allocation advice, financial planning, and portfolio management for individuals and businesses. Scott works with a wide range of clients, including high net worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
04/21/2022 - Present
Citigroup Global Markets Inc. (New York NY)
NY
10/16/2012 - 04/25/2022
UBS FINANCIAL SERVICES INC. (New York NY)
NY
10/01/2008 - 10/11/2012
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
04/25/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
04/22/2004 - 05/03/2007
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NJ
08/12/2003 - 11/14/2003
EVEREST 1, INC. (JERSEY CITY NJ)
NY
11/06/2002 - 08/26/2003
NEW ENGLAND SECURITIES (NEW YORK NY)
NY
03/11/2002 - 06/04/2002
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BOTH
Issued 07/23/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/18/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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