Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Andrew Fraser is an investment advisor representative with Raymond James & Associates, Inc. Scott has been in the industry since March 2013 and is currently registered with the state of Arkansas. Scott has previously worked with First Horizon Advisors, Inc., Infinex Investments, Inc., Raymond James Financial Services, Inc., and Essex National Securities, LLC. Scott has passed the Uniform Combined State Law Examination, General Securities Sales Supervisor - General Module Examination, General Securities Sales Supervisor - Options Module Examination, Securities Industry Essentials Examination, and General Securities Representative Examination. Scott is currently registered with the state of Arkansas as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
01/18/2024 - Present
Raymond James & Associates, Inc. (LITTLE ROCK AR)
AR
01/22/2021 - 01/19/2024
FIRST HORIZON ADVISORS, INC. (Little Rock AR)
AR
01/03/2019 - 01/22/2021
INFINEX INVESTMENTS, INC. (LITTLE ROCK AR)
AR
09/28/2016 - 12/24/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (BENTONVILLE AR)
AR
07/01/2016 - 09/21/2016
INFINEX INVESTMENTS, INC. (Bentonville AR)
AR
01/26/2015 - 07/01/2016
ESSEX NATIONAL SECURITIES, LLC (Bentonville AR)
AR
08/08/2012 - 06/18/2014
RAYMOND JAMES & ASSOCIATES, INC. (LITTLE ROCK AR)
BOTH
Issued 09/11/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/02/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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