Unclaimed
Scott Andrew Ferguson is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Scott has been in the financial services industry since October 28, 2002 and has been registered with Wells Fargo Advisors since March 1, 2013. Scott is currently registered in Texas. Scott is licensed to offer a variety of financial products and services including investments, insurance, and financial planning. Scott has a diverse client base that includes individuals, families, businesses, and institutions. Ferguson has a strong commitment to providing clients with personalized financial advice and guidance. Ferguson is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
03/01/2013 - Present
Wells Fargo Advisors Financial Network, LLC (DALLAS TX)
TX
10/29/2002 - 03/01/2013
WELLS FARGO ADVISORS, LLC (DALLAS TX)
IA
Issued 06/01/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/17/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 10/28/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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