Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Andrew Duggleby is a financial advisor with LPL Financial LLC. Scott has over 20 years of experience in the financial industry. Scott has worked with various clients, including corporations, individuals, charitable organizations, and pension and profit-sharing plans. Prior to joining LPL Financial LLC, Scott was registered with Citizens Securities, Inc., M&T Securities, Inc., CUSO Financial Services, L.P., UVEST Financial Services Group, Inc., John Hancock Distributors LLC, Essex National Securities, Inc., American Express Financial Advisors Inc., IDS Life Insurance Company, MetLife Securities Inc., Metropolitan Life Insurance Company, Signator Investors, Inc., and John Hancock Mutual Life Insurance Company. Scott is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2021 - Present
LPL Financial LLC (ONEIDA NY)
NY
12/11/2014 - 05/06/2019
CITIZENS SECURITIES, INC. (Syracuse NY)
NY
03/27/2012 - 01/08/2015
M&T SECURITIES, INC. (SYRACUSE NY)
CA
03/16/2011 - 11/08/2011
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
NC
03/03/2006 - 08/05/2009
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
MA
06/24/2005 - 08/23/2005
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CA
10/31/2002 - 08/22/2005
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
MN
08/29/2000 - 10/31/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/29/2000 - 10/31/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MA
10/05/1999 - 06/30/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/05/1999 - 06/30/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MA
04/15/1997 - 08/23/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
04/15/1997 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
DE
07/13/1995 - 04/11/1997
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
BOTH
Issued 04/02/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/12/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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