Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Coya is a financial advisor at Hilltop Securities Inc., Momentum Independent Network Inc., and Hilltop Securities Asset Management, LLC, where Scott has been registered since January 2022. Scott has over 20 years of experience in the financial services industry. Scott has a wide range of experience, having previously worked at D.A. Davidson & Co., PRUCO Securities, LLC., Barclays Capital Inc., Credit Suisse Securities (USA) LLC and UBS PaineWebber Inc. Scott specializes in providing investment advice and financial planning to individuals, corporations, and high-net-worth clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
01/12/2022 - Present
Hilltop Securities Inc. (DALLAS TX)
TX
04/17/2019 - 01/04/2022
D.A. DAVIDSON & CO. (DALLAS TX)
NJ
09/18/2017 - 04/11/2019
PRUCO SECURITIES, LLC. (NEWARK NJ)
NY
09/21/2010 - 11/23/2016
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
02/20/2004 - 08/02/2010
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
01/19/2001 - 06/11/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BOTH
Issued 05/24/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 07/26/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/03/2011
Series 24 - General Securities Principal Examination
BC
Issued 03/27/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/14/2019
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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