Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Butler is a financial advisor with Oppenheimer & Co. Inc. Scott has been in the financial services industry since 1988 and has been registered with Oppenheimer & Co. Inc. since 1990. Scott has a strong track record of providing financial advice to a wide range of clients, including high net worth individuals, corporations, and retirement plans. Scott holds the Series 7, 10, 24, and 63 licenses and is also a registered principal with FINRA. Scott specializes in providing financial planning, portfolio management, and investment advisory services. Scott has a strong understanding of the financial markets and a commitment to providing personalized financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
09/14/1990 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
CT
09/18/1989 - 06/06/1990
DOMINICK & DOMINICK, INCORPORATED (OLD GREENWICH CT)
NY
08/18/1988 - 09/28/1989
FAHNESTOCK & CO., INC. (NEW YORK NY)
BC
Issued 11/11/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/27/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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