Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Andrew Banks has been in the financial industry since March 22, 2000. Scott is currently registered with Empower Financial Services, Inc. Scott has a wide range of experience in the financial industry, having previously worked at GWFS EQUITIES, INC. and JANUS DISTRIBUTORS, INC. Scott holds Series 6, 63, 6TO, 26, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
03/21/2023 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
CO
05/14/2002 - 11/15/2017
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
CO
08/16/1993 - 02/07/2001
JANUS DISTRIBUTORS, INC. (DENVER CO)
BC
Issued 04/07/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 03/21/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/22/2023
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Scott Banks is the right advisor for you? Invested Better is here to help.
