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Scott Anderson

Kestra Investment Services, LLC

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About Scott Anderson

Scott Anderson is a financial professional with over 10 years of experience in the financial services industry. Scott currently works at Kestra Investment Services, LLC, a firm based in Austin, Texas. Scott has a Series 7, Series 66 and SIE license. Prior to joining Kestra Investment Services, LLC, Scott worked at Applied Capital, LLC and Mercury Securities, LLC. Scott has a history of success in providing financial advice to clients.

Firm Information

Scott Anderson is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Anderson’s Registration & Firm History

TX

06/06/2022 - Present

Kestra Investment Services, LLC (AUSTIN TX)

IN

01/15/2015 - 06/15/2015

APPLIED CAPITAL, LLC (INDIANAPOLIS IN)

CA

08/16/2012 - 12/24/2014

MERCURY SECURITIES, LLC (NOVATO CA)

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Licenses & Designations

BOTH

Issued 08/31/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/06/2022

Series 7TO - General Securities Representative Examination

BC

Issued 06/06/2022

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Anderson.
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