Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott James Borg is a financial advisor who is registered with Citigroup Global Markets Inc. in New York, New Jersey, and North Carolina. Scott has over 20 years of experience in the financial industry. Scott is a Series 7, Series 63, and Series 9 licensed advisor. Scott also has a Series 65 license. Prior to joining Citigroup, Scott was a registered representative with HSBC Securities (USA) Inc. from 2005 to 2016. Scott is a registered representative with Citigroup Global Markets Inc., which is an active member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
08/09/2016 - Present
Citigroup Global Markets Inc. (BROOKLYN NY)
NY
10/13/2005 - 06/10/2016
HSBC SECURITIES (USA) INC. (BRONX NY)
NY
10/15/2003 - 08/17/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
AL
05/01/2003 - 09/08/2003
AURA FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
FL
04/13/2001 - 05/01/2001
SPENCER CLARKE LLC (MIAMI BEACH FL)
NY
01/05/2001 - 04/24/2001
SOLID ISG CAPITAL MARKETS, LLC (NEW YORK NY)
NY
07/13/2000 - 01/31/2001
DALTON KENT SECURITIES GROUP, INC. (NEW YORK NY)
NY
07/12/2000 - 07/13/2000
LCP CAPITAL CORP. (STATEN ISLAND NY)
CT
02/22/2000 - 05/01/2000
MERIT CAPITAL ASSOCIATES, INC. (WESTPORT CT)
NY
09/17/1999 - 02/15/2000
DALTON KENT SECURITIES GROUP, INC. (NEW YORK NY)
NY
09/03/1999 - 10/15/1999
MADISON CAPITAL MARKETS CORP. (NEW YORK NY)
IA
Issued 3/14/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/7/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/22/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/2/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
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Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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