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Scott Aloway Grouten

Capital Client Group, Inc.

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About Scott Aloway Grouten

Scott Aloway Grouten is a financial advisor currently registered with Capital Client Group, Inc. Scott has been working in the financial industry since 2008 and has a strong background in both investment advisory and brokerage services. Scott has a range of experience having worked with American Century Investment Services Inc., ING Financial Partners, Inc., and ING Financial Advisers, LLC. Scott has a strong focus on investment company products and variable contracts, as well as general securities.

Firm Information

Scott Grouten is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Scott Grouten’s Registration & Firm History

CA

02/03/2017 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

MO

05/06/2014 - 06/20/2016

AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)

DC

02/13/2012 - 04/28/2014

ING FINANCIAL PARTNERS, INC. (WASHINGTON DC)

CT

09/15/2008 - 02/24/2012

ING FINANCIAL ADVISERS, LLC (WINDSOR CT)

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Licenses & Designations

IA

Issued 02/03/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/12/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/03/2018

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 09/11/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/12/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Aloway Grouten.
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