Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Alley is a financial advisor with Edward Jones, a firm that manages over $800 billion in assets. Scott has been working in the financial industry for over 15 years, beginning his career at J.P. Morgan Securities. Scott is registered in multiple states including Connecticut, Texas, and California. Scott has an extensive background in financial planning and portfolio management. He holds multiple industry licenses including Series 7, 63, 65 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
12/19/2018 - Present
Edward Jones (GREENWICH CT)
CT
02/05/2010 - 09/02/2011
VISION FINANCIAL MARKETS LLC (STAMFORD CT)
NY
06/14/2004 - 12/21/2009
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
04/12/2004 - 05/13/2004
AXIOM CAPITAL MANAGEMENT, INC. (NEW YORK NY)
IA
Issued 07/14/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2010
Series 3 - National Commodity Futures Examination
BC
Issued 05/01/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/09/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Scott Alley is the right advisor for you? Invested Better is here to help.
