Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Trimbach is a financial advisor with Wells Fargo Clearing Services, LLC. Scott has over 28 years of experience in the financial services industry. Scott holds both Series 63 and 65 licenses and is registered to provide investment advice in 52 states and the District of Columbia. Scott also holds Series 7 and SIE licenses. Prior to joining Wells Fargo Clearing Services, LLC, Scott worked for Empower Financial Services, Inc., Charles Schwab & Co., Inc., TD Ameritrade, Inc., Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Fidelity Brokerage Services LLC, Prudential Securities Incorporated, PaineWebber Incorporated and Josephthal Lyon & Ross Incorporated. Scott focuses on providing financial planning and investment advice to individual and institutional clients. Scott is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
11/07/2023 - Present
Wells Fargo Clearing Services, LLC (WINDSOR CO)
CO
04/26/2022 - 09/22/2023
EMPOWER FINANCIAL SERVICES, INC. (GREENWOOD VILLAGE CO)
CO
01/31/2022 - 03/16/2022
CHARLES SCHWAB & CO., INC. (Denver CO)
CO
11/05/2008 - 03/16/2022
TD AMERITRADE, INC. (Denver CO)
CO
04/02/2007 - 09/09/2008
MORGAN STANLEY & CO. INCORPORATED (DENVER CO)
CO
07/28/2006 - 04/02/2007
MORGAN STANLEY DW INC. (DENVER CO)
CO
02/16/2001 - 08/04/2006
FIDELITY BROKERAGE SERVICES LLC (DENVER CO)
NY
04/09/1999 - 01/12/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
03/18/1997 - 04/01/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/31/1994 - 03/21/1997
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
IA
Issued 11/05/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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