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Scott Allen Stubbs

Wells Fargo Clearing Services, LLC

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About Scott Allen Stubbs

Scott Allen Stubbs is a financial advisor registered in California and currently employed by Wells Fargo Clearing Services, LLC. Scott Allen Stubbs holds the Series 63, Series 6TO and SIE licenses and has been in the financial services industry since December 25, 2023. Scott Allen Stubbs' primary office location is in Fairfield, California. Wells Fargo Clearing Services, LLC is a large firm with offices nationwide, specializing in portfolio management for individuals and businesses. The firm manages approximately $10 Billion - $50 Billion in assets and provides a variety of services to their clients including financial planning, portfolio management, and investment consulting.

Firm Information

Scott Stubbs is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Scott Stubbs’s Registration & Firm History

CA

12/26/2023 - Present

Wells Fargo Clearing Services, LLC (FAIRFIELD CA)

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Licenses & Designations

BC

Issued 01/10/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/27/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Scott Allen Stubbs. Review regulatory record here.
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