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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Spiers is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Scott has been in the industry since 2014. Scott is licensed to provide investment advice in Texas and Virginia. Scott holds Series 6, 7TO, 63, and 65 licenses and has passed the SIE exam. Prior to joining Merrill Lynch, Scott was a financial advisor with First Command Financial Planning, Inc. in Fairfax, VA. Scott also worked for the US Air Force, First Command Advisory Services, First Command Insurance Services, Inc., and Bank of America, N.A.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
04/17/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LEESBURG VA)
VA
10/10/2014 - 04/16/2019
FIRST COMMAND FINANCIAL PLANNING, INC. (FAIRFAX VA)
IA
Issued 11/20/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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