Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Spencer is a financial advisor with over 27 years of experience in the financial services industry. Scott is currently registered with Frost Investment Services and holds the Series 6, 7, 24, 63, 65, 99TO and SIE licenses. Scott has previously been associated with other firms, including Realized Financial, Inc., NFP Securities, Inc. and Banc One Securities Corporation. Scott is a dedicated financial professional committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TX
04/19/2024 - Present
Frost Investment Services (SAN ANTONIO TX)
TX
03/23/2016 - 02/01/2024
REALIZED FINANCIAL, INC. (Austin TX)
TX
01/14/2002 - 03/31/2014
NFP SECURITIES, INC. (HOUSTON TX)
IL
05/14/2001 - 01/10/2002
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
10/22/1999 - 09/27/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NC
12/04/1998 - 10/21/1999
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
RI
02/11/1995 - 12/09/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
CA
05/06/1994 - 10/14/1994
LA JOLLA CAPITAL CORPORATION (SAN DIEGO CA)
TX
01/21/1994 - 06/23/1994
THE CHAMPION GROUP, INC. (SHAVANO PARK TX)
IA
Issued 11/17/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/1994
Series 7 - General Securities Representative Examination
BC
Issued 02/04/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/20/1994
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
Not sure Scott Spencer is the right advisor for you? Invested Better is here to help.
