Unclaimed
Scott Allen Rubinstein is a registered representative with Siebert Williams Shank & Co., LLC. Scott has been in the industry since 1983 and holds the Series 7, Series 53, and Series 99TO licenses. Scott is currently located in Melville, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/14/2010 - Present
Siebert Williams Shank & CO., LLC (NEW YORK NY)
NY
01/16/2006 - 10/13/2008
UBS SECURITIES LLC (NEW YORK NY)
NJ
07/20/1983 - 01/16/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 09/16/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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