Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Richardson is a financial advisor with over 14 years of experience in the financial services industry. Scott is currently registered with LPL Financial LLC in Janesville, Wisconsin. Scott has previously worked with J.P. Morgan Securities LLC, Wells Fargo Advisors, LLC, and Wells Fargo Clearing Services, LLC. Scott is a Series 7, Series 31, and Series 66 licensed financial advisor. Scott holds the SIE, Series 31, and Series 7 licenses. Scott specializes in providing financial advice to individuals and families, as well as businesses. Scott also has experience in insurance, real estate, and business ownership. Scott is committed to providing his clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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WI
04/28/2021 - Present
LPL Financial LLC (JANESVILLE WI)
WI
09/21/2016 - 05/04/2021
WELLS FARGO CLEARING SERVICES, LLC (MADISON WI)
WI
10/01/2012 - 09/27/2016
J.P. MORGAN SECURITIES LLC (JANESVILLE WI)
WI
12/17/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (JANESVILLE WI)
VA
10/02/2007 - 05/28/2009
CITIGROUP GLOBAL MARKETS INC. (RICHMOND VA)
BOTH
Issued 10/16/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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