Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Allen Miller is a financial advisor who has been in the industry since June 1, 1999. Scott is currently registered with Raymond James Financial Services Advisors, Inc. and has been with the firm since May 14, 2012. Prior to that, Scott worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Advest, Inc. Scott is licensed to provide financial advice in Connecticut, Florida, Georgia, Maryland, Massachusetts, Nebraska, New Hampshire, New Jersey, New York, North Carolina, and Vermont. Scott has a variety of experience in financial planning, portfolio management, and investment advice for individuals, businesses, and pension plans. Scott is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CT
05/14/2012 - Present
Raymond James Financial Services Advisors, Inc. (Newington CT)
CT
03/08/2006 - 05/14/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIDDLETOWN CT)
CT
04/24/2000 - 03/08/2006
ADVEST, INC. (MIDDLETOWN CT)
CA
02/02/2000 - 05/03/2000
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CT
06/02/1999 - 02/04/2000
ADVEST, INC. (HARTFORD CT)
IA
Issued 02/16/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/27/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/27/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 06/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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