Unclaimed
Scott Marty is a financial advisor with Brooklight Place Securities, Inc. based in Mount Horeb, Wisconsin. Scott has been in the financial services industry for over 20 years and has a strong background in investment company products and variable contracts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WI
02/16/2011 - Present
Brooklight Place Securities, Inc. (MOUNT HOREB WI)
WI
08/08/2005 - 02/11/2011
METLIFE SECURITIES INC. (MADISON WI)
WI
08/08/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (MADISON WI)
NY
12/07/2004 - 08/03/2005
NYLIFE SECURITIES INC. (NEW YORK NY)
MN
06/25/2003 - 11/29/2004
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
03/16/2001 - 06/11/2003
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
IA
10/28/1999 - 03/23/2001
SECURITIES MANAGEMENT & RESEARCH, INC. (CEDAR RAPIDS IA)
NY
03/17/1999 - 07/21/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
03/17/1999 - 07/21/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 03/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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