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Scott Allen Marty

Brooklight Place Securities, Inc.

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About Scott Allen Marty

Scott Marty is a financial advisor with Brooklight Place Securities, Inc. based in Mount Horeb, Wisconsin. Scott has been in the financial services industry for over 20 years and has a strong background in investment company products and variable contracts.

Firm Information

Scott Marty is currently registered with Brooklight Place Securities, Inc.. Brooklight Place Securities, Inc. is a Corporation, approved and formed in 1984. They are registered in all 50 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Marty’s Registration & Firm History

WI

02/16/2011 - Present

Brooklight Place Securities, Inc. (MOUNT HOREB WI)

WI

08/08/2005 - 02/11/2011

METLIFE SECURITIES INC. (MADISON WI)

WI

08/08/2005 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (MADISON WI)

NY

12/07/2004 - 08/03/2005

NYLIFE SECURITIES INC. (NEW YORK NY)

MN

06/25/2003 - 11/29/2004

THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)

MN

03/16/2001 - 06/11/2003

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

IA

10/28/1999 - 03/23/2001

SECURITIES MANAGEMENT & RESEARCH, INC. (CEDAR RAPIDS IA)

NY

03/17/1999 - 07/21/1999

EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)

NY

03/17/1999 - 07/21/1999

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/16/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/16/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Scott Allen Marty. Review regulatory record here.
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