Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Lumbatis is a financial advisor with Osaic Advisory Services, LLC. Scott has been in the industry since 2007 and holds the Series 63, Series 66, Series 7, and Series 24 licenses. Scott has experience working with individuals, corporations, pension and profit-sharing plans, charitable organizations, and high-net-worth individuals. Scott specializes in financial planning, portfolio management, and pension consulting. TRIAD ADVISORS LLC was Scott's previous employer, and Scott was registered with Scottrade, Inc. prior to that.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
10/18/2024 - Present
Osaic Advisory Services, LLC (Hershey PA)
PA
04/26/2017 - 08/23/2024
TRIAD ADVISORS LLC (Hershey PA)
PA
11/15/2007 - 04/26/2017
SCOTTRADE, INC. (HARRISBURG PA)
BOTH
Issued 06/03/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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