Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Allen Hunter is a financial advisor at Raymond James & Associates, Inc., with over 17 years of experience in the industry. Scott has held previous roles at firms like Merrill Lynch and Morgan Stanley. Scott is licensed in several states, including California, Texas, and Utah, and holds a variety of securities licenses, including Series 3, 7, 10, 31, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
06/28/2023 - Present
Raymond James & Associates, Inc. (Salt Lake City UT)
CA
07/01/2010 - 11/21/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROLLING HILLS ESTATES CA)
CA
06/01/2009 - 07/26/2010
MORGAN STANLEY SMITH BARNEY (TORRANCE CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (TORRANCE CA)
CA
06/02/2006 - 04/02/2007
MORGAN STANLEY DW INC. (TORRANCE CA)
BOTH
Issued 06/23/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/23/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/30/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2017
Series 3 - National Commodity Futures Examination
BC
Issued 03/13/2015
Series 31 - Futures Managed Funds Examination
BC
Issued 06/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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