Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Heising is a financial advisor with Independent Financial Group, LLC. Scott has been in the industry since 1996 and holds several licenses and certifications, including Series 7, Series 24, and Series 27. Scott previously worked for Advisors Edge Securities LLC, AFA Financial Group LLC, FSG Securities, LLC, SUNAMERICA SECURITIES, INC., SPELMAN & CO., INC., SENTRA SECURITIES CORPORATION, Western Growers Financial Services, INC., Century Investment Group Incorporated and Kinsell, Newcomb & De Dios, INC. Independent Financial Group, LLC is an SEC registered investment advisor. The firm provides financial planning, portfolio management, and other services to individuals, businesses, and institutions. Scott Heising is a valuable resource for those seeking financial guidance and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/21/2005 - Present
Independent Financial Group, LLC (SAN DIEGO CA)
CA
06/20/2005 - 02/21/2006
ADVISORS EDGE SECURITIES, LLC (TARZANA CA)
CA
08/29/2003 - 06/08/2004
AFA FINANCIAL GROUP, LLC (CALABASAS CA)
WA
12/21/2001 - 02/14/2003
FSG SECURITIES, LLC (SEATTLE WA)
AZ
12/21/2001 - 01/17/2003
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
AZ
04/10/1997 - 01/17/2003
SPELMAN & CO., INC. (PHOENIX AZ)
AZ
01/31/1996 - 01/17/2003
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
CA
02/11/2002 - 07/29/2002
WESTERN GROWERS FINANCIAL SERVICES, INC. (IRVINE CA)
CA
08/03/1999 - 11/03/2000
CENTURY INVESTMENT GROUP INCORPORATED (SAN DIEGO CA)
CA
07/07/1997 - 08/23/1999
KINSELL, NEWCOMB & DE DIOS, INC (CARLSBAD CA)
IA
Issued 06/12/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/18/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/26/1996
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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