Unclaimed
Scott Hayes is a financial advisor with over 30 years of experience in the financial services industry. Scott currently works at ISC Advisors, Inc., and specializes in providing financial planning, pension consulting, portfolio management, and educational seminars. Scott has a broad range of experience working with a variety of clients, including high-net-worth individuals, corporations, charitable organizations, and retirement plans. Scott is registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA). Scott is committed to providing his clients with the highest level of personalized service and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
03/21/2013 - Present
ISC Advisors, Inc. (DALLAS TX)
TX
07/24/2000 - 12/02/2005
FETTERMAN INVESTMENTS, INC. (DALLAS TX)
RI
07/06/1994 - 02/13/1997
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
11/18/1993 - 06/30/1994
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
MN
07/21/1993 - 10/19/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/21/1993 - 10/19/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 05/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/31/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/19/1999
Series 4 - Registered Options Principal Examination
BC
Issued 08/11/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/10/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2014
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/23/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/13/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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