Unclaimed
Scott Gregory is a financial advisor with U.S. Bancorp Investments, Inc. in Roseville, Minnesota. Scott has been working in the financial industry since 2007 and has a wide range of experience. Scott holds licenses for Series 6, 7, 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
MN
03/29/2019 - Present
U.s. Bancorp Investments, Inc. (Roseville MN)
MN
01/06/2009 - 02/18/2009
PRUCO SECURITIES, LLC. (PLYMOUTH MN)
MN
07/11/2007 - 04/22/2008
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BC
Issued 05/10/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/29/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/07/2019
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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