linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Scott Allen Ginger

Securities Management & Research, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Scott? Claim Your Profile

About Scott Allen Ginger

Scott Ginger has been in the securities industry since September 14, 1997. Scott is currently registered with Securities Management & Research, Inc. and Berthel, Fisher & Co. Financial Services, Inc.. Scott has held previous registrations with Nations Financial Group, Inc., First Midwest Securities, Inc. and American Investment Services, Inc.. Scott is licensed in 40 states and has passed the Series 7, Series 24, Series 31, Series 63, Series 79TO, Series 99TO, and SIE exams.

Firm Information

Scott Ginger is currently registered with Securities Management & Research, Inc.. Securities Management & Research, Inc. is a corporation formed in December 1964. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Scott Ginger’s Registration & Firm History

IA

08/16/2013 - Present

Securities Management & Research, Inc. (Cedar Rapids IA)

IA

05/11/2004 - 03/31/2009

NATIONS FINANCIAL GROUP, INC. (CEDAR RAPIDS IA)

IL

06/19/2002 - 05/04/2004

FIRST MIDWEST SECURITIES, INC. (BLOOMINGTON IL)

OK

03/17/1999 - 03/15/2002

AMERICAN INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)

OK

02/13/1996 - 07/02/1998

AMERICAN INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)

Not sure if Scott Allen Ginger is right for you?

Licenses & Designations

BC

Issued 02/20/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/10/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/05/2000

Series 31 - Futures Managed Funds Examination

BC

Issued 02/12/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Allen Ginger.
Not sure if Scott Allen Ginger is right for you?