Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Allen Brueckner is a financial professional with over 25 years of experience in the financial services industry. Scott is currently registered with Charles Schwab & CO., Inc. Prior to that, Scott was registered with OPTIONSXPRESS, INC. and CHARLES SCHWAB & CO., INC. in Austin, Texas. Scott holds FINRA Series 3, 7, 9, 10, 24, 57TO, 63, and 66 licenses. Scott specializes in portfolio management for individuals and financial planning. Scott is registered in all 50 states, the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
09/05/2017 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
TX
09/30/2014 - 11/14/2017
OPTIONSXPRESS, INC. (AUSTIN TX)
TX
06/24/2014 - 10/06/2014
CHARLES SCHWAB & CO., INC. (AUSTIN TX)
NA
07/19/1993 - 05/04/1994
HAMILTON INVESTMENTS, INC.
NA
03/21/1993 - 07/19/1993
CRAIG-HALLUM, INC.
NA
12/24/1992 - 02/02/1993
HAYNE, MILLER FINANCIAL, INC.
BOTH
Issued 9/5/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/27/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/21/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/27/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/9/2018
Series 24 - General Securities Principal Examination
BC
Issued 6/28/2019
Series 57TO - Securities Trader Exam
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2014
Series 3 - National Commodity Futures Examination
BC
Issued 6/24/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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