Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Allen Brueckner is a financial professional with over 20 years of experience in the industry. Scott is currently registered with Charles Schwab & CO., Inc. and is a Registered Representative in Texas. Scott has a wide range of experience in the financial services industry. Scott has held previous positions with OPTIONSXPRESS, INC. and Hamilton Investments, Inc. Scott has earned several professional designations including Series 66, Series 63, Series 10, Series 9, Series 24, Series 57TO, SIE, Series 3, and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
09/05/2017 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
TX
09/30/2014 - 11/14/2017
OPTIONSXPRESS, INC. (AUSTIN TX)
TX
06/24/2014 - 10/06/2014
CHARLES SCHWAB & CO., INC. (AUSTIN TX)
NA
07/19/1993 - 05/04/1994
HAMILTON INVESTMENTS, INC.
NA
03/21/1993 - 07/19/1993
CRAIG-HALLUM, INC.
NA
12/24/1992 - 02/02/1993
HAYNE, MILLER FINANCIAL, INC.
BOTH
Issued 09/05/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/27/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/27/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/09/2018
Series 24 - General Securities Principal Examination
BC
Issued 06/28/2019
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2014
Series 3 - National Commodity Futures Examination
BC
Issued 06/24/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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