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Scott Allen Brent

Pruco Securities, LLC

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About Scott Allen Brent

Scott Brent has been a financial professional for over 15 years. He is currently registered with Pruco Securities, LLC in Downers Grove, IL. Scott holds a Series 6, 7, 63, 65, SIE, and 6TO securities licenses and is also registered in multiple states.

Firm Information

Scott Brent is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Scott Brent’s Registration & Firm History

IL

01/16/2021 - Present

Pruco Securities, LLC (DOWNERS GROVE IL)

IN

07/17/2006 - 04/01/2009

METLIFE SECURITIES INC. (MERRILLVILLE IN)

IN

07/17/2006 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (MERRILLVILLE IN)

NY

10/19/2004 - 06/29/2006

NYLIFE SECURITIES INC. (NEW YORK NY)

NJ

09/16/1997 - 09/20/2004

PRUCO SECURITIES, LLC. (NEWARK NJ)

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Licenses & Designations

BC

Issued 03/05/2021

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/22/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/16/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/30/2020

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/2001

Series 7 - General Securities Representative Examination

BC

Issued 09/15/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Scott Allen Brent. Review regulatory record here.
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