Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Allan Ulves is a financial advisor with World Investment Advisors, LLC. Scott has been in the financial industry since 1995 and has experience working with a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Scott's practice focuses on providing financial planning, portfolio management, and pension consulting services. Scott holds the Series 7, Series 63, and SIE licenses. He is also a Certified Financial Planner and a Chartered Financial Consultant. Scott is committed to providing his clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
05/21/2019 - Present
World Investment Advisors, LLC (Santa Barbara CA)
CA
12/16/2010 - 06/06/2019
LPL FINANCIAL LLC (OCEANSIDE CA)
CA
12/09/2005 - 12/22/2010
METLIFE SECURITIES INC. (IRVINE CA)
CA
12/09/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (IRVINE CA)
GA
09/24/2004 - 10/21/2005
FSC SECURITIES CORPORATION (ATLANTA GA)
TX
01/06/2004 - 09/02/2004
VERITRUST FINANCIAL, LLC (AUSTIN TX)
FL
07/24/1998 - 12/31/2003
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
CA
06/23/1997 - 07/24/1998
THE BOSTON GROUP (LOS ANGELES CA)
MI
09/22/1994 - 10/22/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
BC
Issued 01/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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