Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Allan Smith is a financial advisor with over 25 years of experience in the industry. Scott is currently registered with Ladenburg Thalmann Asset Management Inc. and has been with the firm since November 2002. Prior to that, Scott was employed at Ladenburg Capital Management Inc. Scott specializes in providing investment advisory services to individuals, families, and businesses. Scott is a highly experienced and qualified financial advisor with a proven track record of success. Scott's commitment to his clients is evident in his dedication to providing them with personalized advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Provide model recommendations to other rias
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
FL
10/11/2004 - Present
Ladenburg Thalmann Asset Management Inc. (BOCA RATON FL)
NY
09/15/1998 - 11/20/2002
LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)
NY
05/23/1996 - 08/28/1998
FIRST ASSET MANAGEMENT, INC. (GARDEN CITY NY)
BOTH
Issued 09/10/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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