Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Rovito is a financial advisor registered with Wells Fargo Clearing Services, LLC. Scott has been in the industry since 1995 and has held registrations with several firms. Scott is a Registered Representative and Investment Advisor Representative and is licensed to provide financial advice in Pennsylvania. He is also registered to provide financial advice in Colorado, Florida, Georgia, Kentucky, New Jersey, New York, North Carolina, Pennsylvania, and Wyoming. Scott is available to discuss various financial planning needs including investment management, retirement planning, and college savings.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
04/19/2022 - Present
Wells Fargo Clearing Services, LLC (ALLENTOWN PA)
PA
11/15/2013 - 04/19/2022
PNC INVESTMENTS (WILKES BARRE PA)
PA
07/15/2010 - 11/06/2013
M&T SECURITIES, INC. (WYOMISSING PA)
NJ
09/30/2009 - 07/07/2010
CHASE INVESTMENT SERVICES CORP. (BOONTON NJ)
PA
08/09/2004 - 07/15/2009
WELLS FARGO ADVISORS, LLC (MATAMORAS PA)
MN
02/05/2003 - 08/06/2004
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
RI
05/08/2002 - 02/04/2003
CITIZENS INVESTMENT SERVICES CORP. (JOHNSTON RI)
PA
01/05/2000 - 05/08/2002
DREYFUS INVESTMENT SERVICES COMPANY, LLC (PITTSBURGH PA)
NY
01/05/2000 - 12/31/2000
DREYFUS FINANCIAL SERVICES CORPORATION (NEW YORK NY)
NY
08/15/1995 - 01/12/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 01/23/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/12/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 08/14/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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